ELTC - Insider Dealing, Market Manipulation & Disclosure Obligations: Essential Legal Insights

The financial world has long grappled with insider dealing, market manipulation, and the critical importance of disclosure obligations. These practices, often dramatized in Hollywood hits like The Wolf of Wall Street, have caused catastrophic financial scandals, from Enron to the Libor manipulation, leaving a trail of devastation for investors and professionals alike. Understanding these concepts is no longer optional—it’s a necessity for anyone involved in financial services.

The European Legal Training Centre (ELTC) invites you to a dynamic seminar, "Insider Dealing, Market Manipulation and Disclosure Obligations: Law & Regulation", designed for legal and financial professionals eager to deepen their expertise in these pivotal areas. This one-day, online session focuses on the evolving legal and regulatory landscape of the EU, while also drawing crucial lessons from the UK and US. Participants will explore how these frameworks interconnect with money laundering, using real-life case studies to bring the material to life.

Why You Should Attend

This seminar delves into three key areas, offering a comprehensive understanding of insider dealing and market manipulation:

• The Evolution of Key Concepts: Trace the historical development of these practices, including their foundational elements, through real-life cases and legal analysis.

• The EU Market Abuse Regulation 2016: Examine the transformative impact of this regulation, its aims, and its criminal sanctions through practical examples.

• The Connection to Money Laundering: Understand how insider dealing and market manipulation intertwine with anti-money laundering frameworks, a critical consideration for compliance professionals.

12/12/2024 ELTC Course: Insider Dealing, Market Manipulation and Disclosure Obligations: Law & Regulation

Meet the Expert: Nicos Pavlides

Leading the seminar is Nicos Pavlides, a highly accomplished lawyer and Director at NAP Regulatory Compliance Services Ltd. With degrees in Economics and Law from the University of Sydney and an LLM in financial law from the London School of Economics, Nicos combines academic excellence with extensive practical experience in financial regulation, compliance, and legal advisory. His career spans prestigious roles in the Crown Prosecution Service and the Financial Services Authority in London, ensuring participants will benefit from unparalleled expertise.

Transform Your Understanding

Whether you're a lawyer, compliance officer, risk manager, or investment professional, this seminar is your opportunity to enhance your skills, deepen your knowledge, and stay ahead in the competitive financial services landscape. Don't miss the chance to gain insights that can help safeguard your organization and elevate your career.

Visit the seminar page on MySeminars and fill out the 'I am Interested in this Course' form for the program coordinator to contact you for clarifications and support in your registration.