Ελληνικά 
English
Compliance Officer Certification in AML for ICPAC and CBA Professionals
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
15.00 ώρες
(
4 μέρες
)
ΠΕΡΙΓΡΑΦΗ
The Compliance Officer Certification in AML for ICPAC and CBA Professionals examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-2022 (“the Law”), ICPAC and the CBA Directive for the Prevention and Suppression of Money Laundering and the Risk Factor Guidelines of the European Supervisory Authorities, among other know-how.
The course will prepare participants for the examination that has been designed by the International Compliance Institute (ICA) and provides an excellent introduction to anti money laundering and is a good basis for further study on the subject. It has a practical focus and is open to any individual who has an interest in anti-money laundering as well to professionals who would like to gain practical knowledge in AML/CFT compliance necessary to perform the functions of a Compliance Officer.
Persons who pass the Compliance Officer Certification in AML for ICPAC and CBA Professionals Examination can be appointed as AML compliance officers in ICPAC and CBA regulated legal entities. Successful candidates will then be registered in the AML Compliance Officers Register of the ICPAC and CBA registry.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of the programme, participants will be able to:
- Define what Money Laundering, Terrorist Financing is
- Outline the methods used by money launderers
- Describe the specific vulnerabilities of a range of products and services that may be exploited by money launderers
- Explain the risk faced by obliged entities such as accountants and auditors in Cyprus
- Discuss the way in which corporate service providers can be vulnerable to money launderers
- Explain customer due diligence (CDD) and look at measures covered by this term
- Discuss how client activity may be monitored by firms
- Introduce AML/CFT initiatives of the 3 international bodies
- Outline the how legal background to regulation is structured
- Explain the concept of risk-based approach (RBA)
- Describe how policies against ML/TF are formed
- Outline factors that must be covered by AML procedures
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Internal & External Auditors
- Accountants
- Lawyers
- Risk Managers & Compliance Officers
- Chief Operating Officers & Financial Controllers
- Executive Management
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Understanding Money Laundering, Terrorist Financing
- Definition of ML
- Outline the methods used by money launderers
- Discuss why it is important for regulated entities to avoid involvement in ML
- Discuss the risks associated with terrorist financing
- Discuss the sanctions regimes in place against entities/individuals who are possibly also involved in ML/TF
Vulnerabilities to Money Laundering and Terrorist Financing
- Describe the specific vulnerabilities of a range of products and services that may be exploited by money launderes
- Explain the risk faced by obliged entities such as accountants and auditors in Cyprus
- Clarify the way in which corporate service providers can be vulnerable to money launderers
- Explain how money launderers can use trusts, insurance and investment services to launder the proceeds of crime
- Discuss how money launderers are moving into new areas , such as gambling, trade-based money laundering, internet, prepaid cards and virtual currencies
Anti Money Laundering and Combating the Financing of Terrorism in Practice
- Consider how to identify ML and TF activities
- Explain customer due diligence (CDD) and look at measures covered by this term
- Discuss how client activity may be monitored by firms
- Discuss how disguised “beneficial ownership” can aid a money launderer and disturb a money trail
- Look at particular risks associated with politically exposed persons (PEPs)
- Explain how to recognise suspicious activity and what to do once suspicions are formed
Anti Money Laundering and Combating the Financing of Terrorism – Legal and Regulatory
- Introduce AML/CFT initiatives of the 3 international bodies
- Outline the how legal background to regulation is structured
- Describe ML offences that may be committed by those working in the industry
- Explain the legal obligation to report suspected money laundering
- Understand the legal and regulatory framework of Cyprus
Management Obligations and the Risk-Based Approach to Money Laundering and Terrorist Financing
- Explain the concept of risk-based approach (RBA)
- Describe how policies against ML/TF are formed
- Outline factors that must be covered by AML procedures
- Discuss how to monitor compliance with internal AML policies
- Consider the resources necessary for effective AML work and consider the importance of a corporate culture
Training Style
The programme is designed to deliver knowledge and enhance participants’ skills via short lectures, case-studies, practical examples, real-life simulations.
Participants will engage in discussions surrounding the topics of the Compliance Officer Certification in AML for ICPAC and CBA Professionals.
They will also benefit from feedback at the end of the programme and take away the knowledge gained to be transferred at their workplace
CPD Recognition
This programme may be approved for up to 15 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
EXAMINATION
General Information:
- The examination is addressed to all individuals who are interested in being appointed as AML compliance officers in ICPAC and CBA regulated legal entities
- The examination is available to all Members and to any non-members who wish to obtain the AML/CFT Certification.
- Both the material and the exam are only available in English
- Exam method: The exams are conducted online from your preferred location following instructions that will be forwarded by the International Compliance Association
- Exam Duration: 60 minutes
- Question type: 25 Multiple choice
- The pass mark of the examination is set at 70%. Exam pass mark: 70% (18/25)
Fees: The examination fee is €300.00 and is payable directly to CBA or ICPAC upon registration to the exam.
Registration and Re-registration Procedure for Examinations and Registry
To register for the Compliance Officer Certification in AML for ICPAC and CBA professionals’ examination, prospective candidates are required to complete the online exam application. If a candidate wishes to make any changes to their exam application or cancel their participation in the exam, they may do so only 24 hours (for CBA candidates) prior to the exam date and schedule a new examination date at no cost.
Registrations for the examination must be made at least one month prior to the exam via the CBA registration portal link or ICPAC Registration portal link.
Exam results will be immediately available upon completion of the examination.
CBA and ICPAC will maintain a separate register of compliance officers who are appointed to firms licensed by the Institute.
In case you have any queries regarding the examinations, you are kindly requested to forward them to aml@cba.org.cy or mlco.exams@icpac.org.cy
Πληροφορίες Εκπαιδευτή
Σοφία Νεάρχου - Associate Lawyer at Chrysses Demetriades & Co LLC
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 565.00
- € 255.00
- € 0.00
- € 310.00
- € 310.00
Για μη-Δικαιούχους ΑνΑΔ
- € 420.00
- € 0.00
- € 79.80
- € 420.00
- € 499.80
Κοστολογικές Πληροφορίες
HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 07 Νοε 2023
Ώρα
15:00 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Σοφία ΝεάρχουΤοποθεσία:
OnLine Virtual Classroom
Πέμπτη - 09 Νοε 2023
Ώρα
15:00 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Σοφία ΝεάρχουΤοποθεσία:
OnLine Virtual Classroom
Τρίτη - 14 Νοε 2023
Ώρα
15:00 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Σοφία ΝεάρχουΤοποθεσία:
OnLine Virtual Classroom
Πέμπτη - 16 Νοε 2023
Ώρα
15:00 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Σοφία ΝεάρχουΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Compliance Officer Certification in AML for ICPAC and CBA Professionals
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
DFSA Regulatory Compliance CPD Programme...
Financial services rules and regulations apply to all firms regulated by the DFSA. These rules and guidelines are intended to safeguard customers when they tran...
03/12/2024 09:00
15.00 ώρες (3 μέρες)
Αγγλικά
Live Online
The Internal Capital Adequacy and Risk Assessment Process (ICARA): IFR...
The ICARA process is a continuing risk management process within the firm, although a formal ICARA review will usually only be required annually or immediately ...
03/12/2024 09:00
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Duties and Responsibilities of an AML & Compliance Officer in Relation...
Perhaps one of the most demanding and high intensity roles in the Finance Sector is that of the Compliance officer and AMLCO. In the Cyprus Fund Sector, the ...
03/12/2024 10:00
10.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Portfolio Management, Investment Analysis, Risk and Regulatory Complia...
The programme aims to provide an overview of investment analysis and risk for CIF, UCITS, and AIF professionals, setting the foundations for the proper conduct ...
04/12/2024 09:00
10.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML, KYC, CDD: The Effective Application of a Risk-Based Approach...
The risk-based approach is an important element in designing an effective anti-money laundering program. Employees are required to understand how the risk-based...
05/12/2024 09:00
6.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
EIMF (Λευκωσία)
MICA Regulation and Crypto-Assets Policy...
The 5th AML Directive was only the first step towards regulating crypto-assets and crypto-activities in terms of anti-money laundering. The Directive only cove...
05/12/2024 09:00
7.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
The EU Artificial Intelligence Act Framework and implications for the ...
AI is rapidly transforming the global financial services industry, with the potential to disrupt and refine the existing nature of the industry. This is affecti...
05/12/2024 13:30
2.50 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic Ex...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
09/12/2024 16:30
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regula...
The course aims to provide a deep dive into the critical legislative package associated with the Digital Operational Resilience Act (DORA), which has recently c...
10/12/2024 10:00
5.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
Institutional Portfolio Management for Financial Professionals...
Understanding institutional portfolio management is crucial for financial professionals. It equips them with the knowledge and skills to manage large-scale inve...
11/12/2024 09:00
6.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Corporate Sustainability Reporting Essentials (CSRD & ESRS)...
In today’s rapidly changing world, the pursuit of sustainable development is not just a choice—it’s an imperative. Organizations all over the globe recognize th...
12/12/2024 09:00
7.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
MiFID II, Sustainability Related Disclosures (SFDR) and ESG Integratio...
The EU has recently adopted a series of regulations relating to Environmental, Social and Governance (ESG) requirements. Sustainable Finance is among the core ...
12/12/2024 15:00
7.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML/CTF & KYC: The Management of High-Risk Clients...
There is no business endeavour without taking risks. So, this does not pose a question about not taking risks, but about which risks are worth taking and which...
17/12/2024 10:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
17/12/2024 16:15
16.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Tracking Cryptocurrency & Blockchain Developments...
This course is the definitive walkthrough of the most recent cryptocurrencies/crypto assets developments, technological advancements in Blockchain technology an...
17/12/2024 16:30
3.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
MiFID II, Sustainable Finance, and ESG Integration: Navigating the Reg...
The introduction of sustainability preferences into the MiFID II suitability assessment represents a pivotal development for financial market participants, advi...
18/12/2024 09:00
7.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AI-Powered eKYC Solutions for Fraud Prevention in the Financial Indust...
This course has been designed to address the unique challenges and requirements of the financial industry, providing professionals with the knowledge and tools ...
18/12/2024 10:00
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
How To Conduct Third Party Due Diligence...
Conducting third party due diligence is by far the most important anti-corruption control, and there are some important differences compared to conducting custo...
18/12/2024 11:00
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Introduction to Wealth Management...
The course provides a comprehensive introduction to the financial planning and wealth management, with a focus on collective investments (UCITS/AIFs). The parti...
18/12/2024 15:30
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Sanctions Risk Management: Conducting International Business Safely...
International economic sanctions comprise restrictive measures – often complex – imposed by international actors of global influence aiming at curbing law-abuse...
19/12/2024 10:00
6.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination. The Certified Blockchain Develope...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 7...
The course includes: Governance, Risk Management and Compliance ICAAP – Internal Capital Adequacy Assessment Process Digital Operational Resilience Ac...
31/01/2025 09:43
Αγγλικά
eLearning
Approved Persons Regime...
Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 2...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Sustainable Finance Disclosure Regulat...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 1...
The course includes: MiFID II Overview European Market Infrastructure Regulation (EMIR) Overview Anti-Money Laundering and Terrorism Financing Fundame...
31/01/2025 09:43
Αγγλικά
eLearning
Certified Blockchain Business Foundations (CBBF) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business...
31/01/2025 09:43
Αγγλικά
eLearning
AIF and AIFM...
Description This course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addre...
31/01/2025 09:43
Αγγλικά
eLearning
MiFIR Transaction Reporting (5 CPD Units)...
DESCRIPTION MiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve th...
31/01/2025 09:43
5.00 ώρες (1 ημέρα)
Αγγλικά
eLearning
EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...
Περιγραφή Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά.. ...
31/01/2025 09:43
Ελληνικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...
31/01/2025 09:43
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
Description This course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the le...
31/01/2025 09:43
Αγγλικά
eLearning
Ethereum Developer...
Description This course on Ethereum developers is designed for programmers and developers who want to take a comprehensive deep dive in writing smart contra...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC Advanced Examination Practice and Mock Exams...
Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...
31/01/2025 09:43
Αγγλικά
eLearning
MiFIR iLecture...
MiFIR Transaction Reporting iLecture by Vivienne Bannigan An interactive 90-minute on-demand MiFIR workshop. Background Accurate and complete MiFIR...
31/01/2025 09:43
Αγγλικά
eLearning
Fundamentals of Risk Management...
Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC AML Certification Examination Practice and Mock Exams...
Description A set of 4 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus. ...
31/01/2025 09:43
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2025 09:43
Αγγλικά
eLearning
IGCA Certificate in AML...
The IGCA’s AML Certificate’s Curriculum IGCA’s AML Certificate covers the following specific topics: – Money laundering methods, techniques, red flags and...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 8...
The course includes: Market Abuse Regulation Overview Best Execution Overview Ethics, Integrity and Fairness in Financial Services Digital Operation...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 3...
The course includes: ICAAP – Internal Capital Adequacy Assessment Process Financial Crime Risk Management Ethics and Compliance ...
31/01/2025 09:43
Αγγλικά
eLearning
Sales, Marketing & Customer Services...
In today’s competitive business landscape, effective communication, empathy, and problem-solving skills are crucial for success in sales, marketing, and custome...
31/01/2025 09:43
Αγγλικά
eLearning
Product Governance, Suitability and Appropriateness (5 CPD Units)...
DESCRIPTION The product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to en...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2025 09:43
Αγγλικά
eLearning
Anti-Money Laundering and Counter Terrorist Finance...
This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...
31/01/2025 09:43
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 1...
The CPD bundle includes the following modules – Cybersecurity Awareness, Digital Operational Resilience Act (DORA), and Fundamentals of Environmental, Social & ...
31/01/2025 09:43
Αγγλικά
eLearning
CASS Introduction...
A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those worki...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 5...
The course includes: AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Market Abuse Regulation Overview Best Execution Ove...
31/01/2025 09:43
Αγγλικά
eLearning
AIFM - Alternative Investment Fund Managers...
Description This course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law,...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 6...
The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...
31/01/2025 09:43
Αγγλικά
eLearning
Certificate in KYC and CDD...
KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...
31/01/2025 09:43
Αγγλικά
eLearning
Anti-Money Laundering for Law Firms...
Reduce risk and safeguard your business. Created in partnership with industry experts, our training is designed to develop the right behaviours and deliver bett...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 5...
The course includes: The Fund Industry: Latest Regulatory Framework Know your Client (KYC) and Customer Due Diligence (CDD) Risk Based Approach (RBA) ...
31/01/2025 09:43
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 2...
The course includes: The Fund Industry: Latest Regulatory Framework Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiatives ...
31/01/2025 09:43
Αγγλικά
eLearning
Ethics, Integrity and Fairness in Financial Services...
Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...
31/01/2025 09:43
Αγγλικά
eLearning
Certified Ethical Hacker...
A Certified Ethical Hacker (CEH) is a skilled professional who understands and knows how to look for weaknesses and vulnerabilities in target systems and uses t...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 6...
The course includes: Insider Dealing and Market Manipulation European Market Infrastructure Regulation (EMIR) Overview Treating Customers Fairly and H...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 4...
The course includes: Anti-Bribery and Anti-Corruption Anti-Money Laundering and Terrorism Financing Fundamentals Corporate Governance for Financial In...
31/01/2025 09:43
Αγγλικά
eLearning
CASS iLecture...
CASS iLecture by Vivienne Bannigan This is a 90 minutes interactive iLecture on the In’s and Out’s of the CASS Resolution Pack. Background Since 2010 t...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 7...
The course includes: International Economic Sanctions Know your Client (KYC) and Customer Due Diligence (CDD) Training Duration ...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC Basic Examination Practice and Mock Exams...
Description A set of 2 full Mock Exams in English for the latest CySEC Basic Examination Syllabus. ...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 4...
The course includes: Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Financial Crime Risk Management Digital Operation...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 3...
The course includes: Market Abuse and Regulation Treating Customers Fairly and Handling Complaints in the Financial Services Sector ...
31/01/2025 09:43
Αγγλικά
eLearning
Compliance Essentials...
ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...
31/01/2025 09:43
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
An intermediate level course designed both for those in an AML or compliance roles and those looking to embark on a new career in AML. You will gain actionable,...
31/01/2025 09:43
Αγγλικά
eLearning
Market Abuse and Regulation...
Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...
31/01/2025 09:43
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
Description This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and German...
31/01/2025 09:43
Αγγλικά
eLearning
Certificate in Compliance...
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the di...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 6...
The course includes: Financial Regulation: The International Regulatory Environment Governance, Risk Management and Compliance Digital Operational Res...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 15 CPD Bundle 5...
The course includes: Corporate Governance for Financial Institutions International Economic Sanctions Fundamentals of Environmental, Social & Governan...
31/01/2025 09:43
Αγγλικά
eLearning
Compliance Introduction...
A firm needs to establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm (covering its managers, employees...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 7...
The course includes: Governance, Risk Management and Compliance Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Ethics...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 2...
The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...
31/01/2025 09:43
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2025 09:43
Αγγλικά
eLearning
Insider Dealing and Market Manipulation...
Description This course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It ...
31/01/2025 09:43
Αγγλικά
eLearning
Cyber Security Essentials...
We’re in an era that relies on technology more than eve. Aside from being a constant presence in our daily lives, it’s become ingrained in many of our business ...
31/01/2025 09:43
Αγγλικά
eLearning
CISI International Introduction to Investment...
Description The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on ...
31/01/2025 09:43
Αγγλικά
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 3...
The course includes: ICAAP – Internal Capital Adequacy Assessment Process Fundamentals of Environmental, Social & Governance (ESG) Reporting & Complianc...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 20 CPD Bundle 1...
The course includes: Risk Based Approach (RBA) to Anti Money Laundering AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) ...
31/01/2025 09:43
Αγγλικά
eLearning
Compliance Introduction...
Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC 10 CPD Bundle 4...
The course includes: European Market Infrastructure Regulation (EMIR) Overview Practical Aspects of the Compliance Function Ethics and Compliance ...
31/01/2025 09:43
Αγγλικά
eLearning
Anti-Money Laundering and Terrorism Financing Fundamentals...
Effective Anti-Money Laundering (AML) programs – to ensure AML compliance — are a fundamental requirement for obliged entities. Ensuring effective policies, pro...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC AML Certification Examination Practice and Mock Exams...
A set of 5 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus. Registration and Access To register to this ...
31/01/2025 09:43
Αγγλικά
eLearning
GDPR General Data Protection Regulation Staff Awareness...
Description This course examines GDPR from a Staff Awareness perspective. You will appreciate the need, scope and concepts of GDPR as well as learn about the...
31/01/2025 09:43
Ελληνικά
eLearning
European Market Infrastructure Regulation (EMIR) Overview...
Description This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligat...
31/01/2025 09:43
Αγγλικά
eLearning
UCITS - Undertakings for Collective Investments in Transferable Securi...
Description This course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses t...
31/01/2025 09:43
Αγγλικά
eLearning
Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiat...
Sustainable Finance refers to any form of financial service integrating Environmental, Social and Governance (ESG) criteria into the business or investment...
31/01/2025 09:43
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
eLearning
Best Execution...
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...
31/01/2025 09:43
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
Description This course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus o...
31/01/2025 09:43
Αγγλικά
eLearning
CySEC Basic Examination Practice and Mock Exams...
A set of 3 full Mock Exams in English for the latest CySEC Basic Examination Syllabus. Registration and Access To register to this course, click on the Bu...
31/01/2025 09:43
Αγγλικά
eLearning
Foreign Account and Tax Compliance Act (FATCA) & Common Reporting Stan...
DESCRIPTION This course gives an in-depth overview of the two major documents that shape today’s international tax environment: the U.S. Foreign Account and ...
31/01/2025 09:43
5.00 ώρες (1 ημέρα)
Αγγλικά
eLearning
Market Abuse Regime (MAR) iLecture...
Market Abuse Regime (MAR) iLecture by Vivienne Bannigan An interactive 90-minute on-demand market abuse workshop. Background The purpose of the mar...
31/01/2025 09:43
Αγγλικά
eLearning
Anti-Money Laundering (AML) for Legal Professionals and DNFBPs...
Designated Non-Financial Businesses and Professionals must have in place and implement procedures in order to identity a person (KYC) and also exercise an inves...
31/01/2025 09:43
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2025 09:43
Αγγλικά
eLearning