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The Internal Capital Adequacy and Risk Assessment Process (ICARA): IFR and Law 165(I)/2021
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
21 Μαΐου 2024 09:30
23 Μαΐου 2024 12:15
Αγγλικά
5.00 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
The ICARA process is a continuing risk management process within the firm, although a formal ICARA review will usually only be required annually or immediately following a material change in the firm’s business or operating model.
The aim of the Internal Capital Adequacy Assessment and Risk-Assessment Process (ICARA) is to enhance the link between an institution’s risk profile, its risk management and risk mitigation systems, and its future capital planning. The Programme will introduce the regulatory expectations with regards to risk profiling and measurement and provide in-depth explanations of what must be included within an investment firm’s ICARA process against the backdrop of the new IFR/IFD regime and the Law 165.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
The aim of the new ICARA is to ensure that CIFs maintain an adequate level of capital and liquidity both against the basic regulatory requirements under IFR as well as additional add-ons tailored to the firm’s activities and the harms posed as well as its expenses to wind-down. Following this assessment, Investment Firms are expected to establish sound, effective and complete strategies and processes to assess and maintain, on an ongoing basis, the amounts, types and distribution of internal capital commensurate to their risk profiles, as well as robust governance and internal control arrangements, and (ii) supervisory review and evaluation process (SREP) performed by the competent authorities.
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This course is designed for professionals within the financial services sector and will be particularly beneficial for:
- Risk Managers
- Compliance Officers
- Internal Auditors
- CFOs
- Directors
- Other risk takers of Investment Firms
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Programme Objectives
The aim of this seminar is to:
- provide participants with an overview of the new ICARA process expectations for Investment Firms
- present the main principals of the ICARA process and its implementation within the IFR regime
- describe the applicable methodologies with respect to the preparation of the report (risk management assessment, capital and liquidity stress testing, wind-down planning capital adequacy calculations and future capital planning and management actions)
- outline the content of the ICARA report
- explain the additional requirements introduced by the new prudential regulatory framework
- provide an overview on how regulators evaluate the ICARA implemented in an Institution
Programme Outline
- Internal Capital Adequacy and Risk Assessment (ICARA) Process
- Scope of ICARA
- Principles of implementation within investment firm’s daily operations
- Roles and Responsibilities of investment firm’s functions (risk takers)
- Basic Capital Requirements and Risks (Capital Requirements calculation and methodologies)
- Additional Capital Requirements and Risks (Capital Requirements calculation and methodologies)
- Wind-down Planning
- Additional harms from ongoing activities
- Capital Adequacy Stress Tests (Scenario Analysis, Sensitivity Analysis, Reverse Stress-Tests)
- Liquidity adequacy assessment and stress testing
- Management Actions and Contingency Plans
- Governance requirements and Internal Controls under IFR
Trainers
Paraskevi Kasapi
Paraskevi Kasapi is a Consultant at MAP Risk Management Services Ltd (Nicosia, Cyprus) which is a member of the MAP S. Platis Group, an established group of companies providing regulatory compliance services to financial institutions across the EU and UK. Paraskevi obtained a Bachelor’s degree in Economics from the University of Cyprus and then proceeded to obtain a Master’s degree in Finance from the Trinity College Dublin.
Loucas Nikolaou
Loucas Nicolaou is a Consultant at MAP Risk Management Services Ltd (Nicosia, Cyprus) as well as a Consultant at Complyport Ltd (London, UK) which are both members of the MAP S. Platis Group, an established group of companies providing regulatory compliance services to financial institutions across the EU and UK. Further to the above, Loucas is a qualified lawyer, holding a law degree from the University of Surrey. He has completed the Legal Practice Course (LPC) in the University of Law in Bristol with commendation and successfully passed the CY Bar Examination.
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation and Risk. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Αναλυτικό Κόστος Σεμιναρίου
- € 250.00
- € 0.00
- € 47.50
- € 250.00
- € 297.50
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 21 Μαΐου 2024
Ώρα
09:30 - 12:15
Τοποθεσία:
OnLine Virtual Classroom
Πέμπτη - 23 Μαΐου 2024
Ώρα
09:30 - 12:15
Τοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : The Internal Capital Adequacy and Risk Assessment Process (ICARA): IFR and Law 165(I)/2021
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31/01/2025 21:03
Αγγλικά
eLearning
CySEC 20 CPD Bundle 4...
The course includes: Anti-Bribery and Anti-Corruption Anti-Money Laundering and Terrorism Financing Fundamentals Corporate Governance for Financial In...
31/01/2025 21:03
Αγγλικά
eLearning
CySEC 15 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2025 21:03
Αγγλικά
eLearning
Market Abuse Regime (MAR) iLecture...
Market Abuse Regime (MAR) iLecture by Vivienne Bannigan An interactive 90-minute on-demand market abuse workshop. Background The purpose of the mar...
31/01/2025 21:03
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2025 21:03
Αγγλικά
eLearning
CySEC 10 CPD Bundle 2...
The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...
31/01/2025 21:03
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2025 21:03
Αγγλικά
eLearning
CySEC 15 CPD Bundle 1...
The course includes: MiFID II Overview European Market Infrastructure Regulation (EMIR) Overview Anti-Money Laundering and Terrorism Financing Fundame...
31/01/2025 21:03
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2025 21:03
Αγγλικά
eLearning
Fundamentals of Risk Management...
Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...
31/01/2025 21:03
Αγγλικά
eLearning
Compliance Essentials...
ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...
31/01/2025 21:03
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2025 21:03
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
Description This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and German...
31/01/2025 21:03
Αγγλικά
eLearning
Insider Dealing and Market Manipulation...
Description This course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It ...
31/01/2025 21:03
Αγγλικά
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2025 21:03
Αγγλικά
eLearning
CISI International Introduction to Investment...
Description The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on ...
31/01/2025 21:03
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
Description This course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus o...
31/01/2025 21:03
Αγγλικά
eLearning
Certified Ethical Hacker...
A Certified Ethical Hacker (CEH) is a skilled professional who understands and knows how to look for weaknesses and vulnerabilities in target systems and uses t...
31/01/2025 21:03
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
Description This course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the le...
31/01/2025 21:03
Αγγλικά
eLearning
Anti-Money Laundering and Counter Terrorist Finance...
This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...
31/01/2025 21:03
Αγγλικά
eLearning
Certificate in KYC and CDD...
KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...
31/01/2025 21:03
Αγγλικά
eLearning
Best Execution...
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...
31/01/2025 21:03
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
An intermediate level course designed both for those in an AML or compliance roles and those looking to embark on a new career in AML. You will gain actionable,...
31/01/2025 21:03
Αγγλικά
eLearning
Ethics, Integrity and Fairness in Financial Services...
Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...
31/01/2025 21:03
Αγγλικά
eLearning
AIFM - Alternative Investment Fund Managers...
Description This course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law,...
31/01/2025 21:03
Αγγλικά
eLearning
Sales, Marketing & Customer Services...
In today’s competitive business landscape, effective communication, empathy, and problem-solving skills are crucial for success in sales, marketing, and custome...
31/01/2025 21:03
Αγγλικά
eLearning
Anti-Money Laundering for Law Firms...
Reduce risk and safeguard your business. Created in partnership with industry experts, our training is designed to develop the right behaviours and deliver bett...
31/01/2025 21:03
Αγγλικά
eLearning
Foreign Account and Tax Compliance Act (FATCA) & Common Reporting Stan...
DESCRIPTION This course gives an in-depth overview of the two major documents that shape today’s international tax environment: the U.S. Foreign Account and ...
31/01/2025 21:03
5.00 ώρες (1 ημέρα)
Αγγλικά
eLearning
UCITS - Undertakings for Collective Investments in Transferable Securi...
Description This course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses t...
31/01/2025 21:03
Αγγλικά
eLearning