Ελληνικά 
English
MiFID II Product Governance & Preparation of Key Information Documents (KID) of PRIIPs
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
5.00 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
Course Overview
This program is intended for Investment Professionals engaged in designing and selling financial products, and for Compliance Professionals who need to monitor the promotion of such financial products to investors. The programme offers a detailed overview of the Products Governance Requirements and the required components of the Key Investor Document (KID) for PRIPS (Packaged Retail Investment Products)
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Upon completion of the programme participants will be able to:
- Understand the regulatory requirements for manufacturing and distributing financial products
- Distinguish between the responsibilities of manufacturers and distributors of financial products
- Identify which products are affected
- Comprehend the compliance requirements for the various professionals involved
- Examine the various stages of product governance
- Identify a product’s target market
- Identify PRIPS products and the need for having a KID
- Examine the main components of a KID and the required content
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This programme is ideal for professionals working in the Financial Sector, such as:
- Investment Advisors and Customer Support Personnel
- Portfolio Managers and Designers of Investment Products or Strategies
- FinTech professionals selling Products & Services
- Professionals working in Compliance and Risk Management
- Other Management, Administration, Marketing and Technical staff
- Corporate lawyers, Accountants, and Consultants
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Product Governance
- Responsibilities of manufacturers and distributors
- Product stages and product features
- Risk assessment, fees, conflicts of interest
- Positive and negative target markets
- Distribution and marketing
PRIPS / KID
- Types of PRIPS (Packaged Retail Investment Products).
- Key Information Document (KID)
- Risk-Reward Profile
- Organizational requirements
- Recommended actions / Compliance
- Components of the KID
- Preparation of a KID
Training Style
This workshop is designed to enhance the participants’ knowledge of the topic through a combination of key formal presentations, practical examples and discussions.
There will be ample opportunity for participants to compare experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.
Participants will also receive the presentation handouts and transfer the knowledge gained to their workplace. Overall they will gain considerable insights to better compliance with the MiFID II Product Governance Directive and Regulations including detailed information about PRIPS and the KID preparation.
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Πληροφορίες Εκπαιδευτή
Νεκτάριος Μιχαήλ - Director at IDCY
Αναλυτικό Κόστος Σεμιναρίου
- € 180.00
- € 0.00
- € 34.20
- € 180.00
- € 214.20
Κοστολογικές Πληροφορίες
HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Πέμπτη - 20 Ιουν 2024
Ώρα
15:31 - 18:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Νεκτάριος ΜιχαήλΤοποθεσία:
OnLine Virtual Classroom
Παρασκευή - 21 Ιουν 2024
Ώρα
15:30 - 18:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Νεκτάριος ΜιχαήλΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : MiFID II Product Governance & Preparation of Key Information Documents (KID) of PRIIPs
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Anti-Money Laundering for Law Firms...
Reduce risk and safeguard your business. Created in partnership with industry experts, our training is designed to develop the right behaviours and deliver bett...
31/01/2025 11:30
Αγγλικά
eLearning
CySEC Advanced Examination Practice and Mock Exams...
Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...
31/01/2025 11:30
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2025 11:30
Αγγλικά
eLearning
CySEC 15 CPD Bundle 3...
The course includes: Market Abuse and Regulation Treating Customers Fairly and Handling Complaints in the Financial Services Sector ...
31/01/2025 11:30
Αγγλικά
eLearning
CySEC 20 CPD Bundle 6...
The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...
31/01/2025 11:30
Αγγλικά
eLearning