ΠΕΡΙΓΡΑΦΗ

This seminar aims to provide participants with a comprehensive understanding of Anti-Money Laundering (AML) strategies, with a specific focus on prevention and suppression, while also delving into the challenges that lie ahead in this field. Throughout the seminar, we will educate attendees about the fundamental concepts and significance of AML in the fight against financial crimes. We will explore various AML frameworks, regulations, and international standards that underpin these efforts.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

Back-office Staff, Compliance Staff, Risk Management Staff, AML Staff, Heads of Compliance Departments, Heads of Risk Management Departments, Heads of AML Departments, Accountants, Lawyers, Internal Auditors, External Auditors, Executive Directors, Non-Executive Directors, Regulatory Compliance Advisors/Consultants.

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Seminar Outline

Introduction:

• Introduction (Ice-Breaker - student introduction)

The Regulatory Authorities:

• The Regulatory Authorities Stance
• The Regulatory Monitoring Visit
• EU 5th AML Directive
• EY 6th AML Directive

Risk Based Approach:

• Politically Exposed Persons (PEPs)
• High Risk Countries (x3 Lists)
• Customer Risk Factors
• Countries and Geographical Areas Risk Factors
• Products, Services and Transactions Risk Factors
• Delivery Channel Risk Factors

Client Acceptance and Ongoing Monitoring 1:

• Identification
• Verification
• Simplified Due Diligence (SDD)
• Customer Due Diligence (CDD)
• Enhanced Due Diligence (EDD)

Client Acceptance and Ongoing Monitoring 2:

• Enhanced Due Diligence (EDD)
• Economic Profile
• Transaction Monitoring

Summary

Questions and Answers

Conclusion

Evaluation of the seminar and lecturer by participants

Certification

All participants will be awarded a certificate. Each hour of attendance will account for one unit of Continuing Professional Development (CPD) as required for members of most professional bodies.