MiFID II/MiFIR Refresher & Decoding of MiFID III/MiFIR 2 Evolution

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

22 Οκτ 2024 09:00 22 Οκτ 2024 16:15
Αγγλικά
6.00 ώρες ( 1 ημέρα )
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MiFID II/MiFIR Refresher & Decoding of MiFID III/MiFIR 2 Evolution

ΠΕΡΙΓΡΑΦΗ

MiFID framework reform has been continuously evolving since 2007, introducing a significant number of notable developments – starting from Market in Financial Instruments Directive in 2004, moving to the Directive 2014/65/EU of 2018 (MiFID II), ending in 2024 to MiFID III / MiFIR2, a revamped regulatory era. 

Since the adoption of MiFID II/MiFIR framework in January 2018, numerous regulatory developments took place, including but not limited to Level 2 as well as Level III related measures (ESMA Guidelines, ESMA Q&As), providing guidance as well as clarifications in connection to the implementation of specific issues / aspects / grey areas. 

Industry professionals, compliance and legal experts, advisors as well as regulators do apply all these regulatory requirements in their day-to-day business. 

Six years down the road, in March 2024, the new MiFID III / MiFIR2 regulatory era was introduced. The aim of the new regulatory regime is to exert a higher degree of transparency and the availability of market data, achieve a more uniform level-playing field between execution venues, update the EU share and derivative trading obligations, prohibit payments in relation to clients’ order flow towards execution venues, ensuring in such a way that EU markets in financial instruments infrastructure remains internationally competitive. 

The aim of this course is to provide a comprehensive overview and understanding of MIFID II/ MiFIR topics, up-to-date knowledge enabling the development of effective internal controls and alignment with regulatory standards. Also, this course delves into the new regulatory era of MiFID III / MiFIR2 and examines the key developments/updates introduced, aiming at providing a comprehensive understanding concerning their applicability.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

By the end of the programme, participants will be able to:

  • Refresh knowledge in relation to the steady state of MiFID II and MiFIR regime
  • Gain a comprehensive understanding and insights around new regulatory changes introduced / will be introduced by MiFID III / MiFIR 2
  • Analyse the practical implications of these requirements and provide guidance concerning compliance with the new requirements
  • Upskill confidence and ability to recognise, develop and implement effective arrangements, demonstrating compliance against the today’s evolving regulatory era
  • Solve questions in relation to the implementation of MiFID framework as well as be capable of anticipating questions / queries by local regulators
  • Share experiences with industry peers and raise issues of most concern to their organisation

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

The programme is ideal for financial service professionals at banking and investment level, as well as financial service providers and/or advisors:

  • Managers / Senior Managers
  • Compliance Officers / Legal Officers
  • Front-line professionals
  • Internal Auditors
  • Any person who provides investment services
  • External auditors, lawyers and consultants

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline 

MiFID II / MiFIR

  • Client Categorisation
  • MiFID II suitability, appropriateness and execution-only requirements
  • Product Governance Requirements
  • Client Reporting Obligations (costs & charges, risk disclosures)
  • Best Execution
  • RTS28 reporting  / RTS27 Reporting
  • Transaction Reporting / Post-trade transparency
  • Trading Obligation
  • Conflicts of Interest/ Inducements
  • Client Handling rules
  • Safekeeping of client assets
  • Systematic Internaliser
  • Record keeping

 

MiFID III / MiFIR2

  • Overview & scope
  • Understanding the key changes / updates and developments Vs MiFID II / MIFIR
  • Challenges, grey areas and regulators expectations


Training Style  

The training style will include the presentation of all the material using slides and handouts. The trainer will use practical examples to elaborate various concepts and encourage class discussion. 

Participants will engage in exchange of ideas and sharing of knowledge on the subject matter. Participants will also be able to ask questions and obtain clarifications from the trainer on the material covered. 

Participants will have the opportunity to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session in a Q&A Session. 

 

CPD Recognition 

This programme may be approved for up to 6 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Πληροφορίες Εκπαιδευτή
Αντώνης Χατζηκώστας - Head of Regulatory Compliance at a Systemic Financial Institution
Antonis is a passionate and highly experienced professional, who brings over 15 years of practical experience in the areas of banking, investment, and insurance services industry, particularly in regulatory compliance. His expertise includes among others, Credit Granting and Arrears Management frameworks, Payment Systems, MiFID II, IDD, FATCA/CRS, DAC6, Solvency II, and ESG. Antonis commenced his career at HSBC Greece in 2007 before transitioning to PwC Cyprus in 2010. During his time at PwC, he...
Αναλυτικό Κόστος Σεμιναρίου

Για Δικαιούχους ΑνΑΔ

  • € 260.00
  • € 120.00
  • € 0.00
  • € 140.00
  • € 140.00

Για μη-Δικαιούχους ΑνΑΔ

  • € 260.00
  • € 0.00
  • € 49.40
  • € 260.00
  • € 309.40
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τρίτη - 22 Οκτ 2024

Ώρα

09:00 - 16:15

ΕΚΠΑΙΔΕΥΤΗΣ:

Αντώνης Χατζηκώστας

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : MiFID II/MiFIR Refresher & Decoding of MiFID III/MiFIR 2 Evolution

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Financial Statements Analysis – The AML Perspective...

An ability to understand the financial statements of a company to identify abnormalities and indications of suspicious events is one of the most vital skills fo...

13/03/2025 09:00

8.00 ώρες (2 μέρες)

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Duties and Responsibilities of an AML & Compliance Officer in Relation...

Perhaps one of the most demanding and high intensity roles in the Finance Sector is that of the Compliance officer and AMLCO. In the Cyprus Fund Sector, the ...

20/03/2025 10:00

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AML & Cybersecurity...

The conduct of illegal activities such as money laundering, fraud, and identity theft by electronic systems is called cybercrime. It is an act that violates the...

26/03/2025 09:00

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EIMF Certificate in Blockchain & Crypto-Assets: Regulation and Policy...

Blockchain technology – the distributed platform that removes intermediaries from the equation and resolves the trust issue – has brought fundamental changes to...

27/03/2025 09:00

14.00 ώρες (3 μέρες)

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Corporate Sustainability Reporting Essentials (CSRD & ESRS)...

In today’s rapidly changing world, the pursuit of sustainable development is not just a choice—it’s an imperative. Organizations all over the globe recognize th...

03/04/2025 09:00

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Securing Digital Operations and Mitigating Cyber Threats in Regulated ...

The European Banking Authority (EBA) provides guidelines on information and communication technology (ICT) in the banking and financial services sector. The cou...

03/04/2025 14:00

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MiFID II/MiFIR Refresher & Decoding of MiFID III/MiFIR 2 Evolution...

MiFID framework reform has been continuously evolving since 2007, introducing a significant number of notable developments – starting from Market in Financial I...

09/04/2025 09:00

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CySEC Certification Examination Preparation Course (Advanced, Basic)...

With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...

09/04/2025 16:30

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CySEC Certification Examination Preparation Course (Advanced, Basic)...

With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...

02/06/2025 16:30

32.00 ώρες (8 μέρες)

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Financial Regulation and Compliance...

The regulatory framework pertaining to the financial and professional services sector is constantly changing, and new regulations, as well as updates to existin...

17/06/2025 09:00

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Financial Promotion and Marketing Compliance...

The programme aims to deliver an overview of how the financial promotion and marketing compliance has changed with the most recent directives, circulars, and le...

24/06/2025 09:00

10.00 ώρες (2 μέρες)

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