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Internal Capital Adequacy Assessment Process (ICAAP) for Banks
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
5.00 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
Pillar Two requires banks to have a comprehensive internal process for determining their appropriate level of capital (and liquidity). Stress-testing has become a key regulatory risk management tool since the financial crisis, with many Central banks requiring their banks to perform a test annually. The results can have a direct impact on their capital requirement.
This course begins with a bank’s Internal Capital Adequacy Assessment Process (ICAAP) and builds on it to develop a stress scenario, using, wherever possible, a bank’s internal data and processes. It also covers the two different Interest Rate Risk in the Banking Book (IRRBB) stress tests.
Excerpts from a large Eurozone bank’s stress test and on IRRBB from a Pillar Three report are included.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
This programme aims to:
- Highlight the importance of stress-testing, both from a supervisory and an internal risk management perspective
- Enable participants to understand and contribute to the stress-testing process
- Enable participants to understand the challenges and various means of calibrating the stress level
- Highlight the impact stress-testing has on a bank’s capital requirement
- Identify the impact of bond holdings in either Market Risk (if AFS) or IRRBB (if HTM)
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This course is designed for professionals within the financial services sector and will be particularly beneficial for:
- Risk Management Professionals
- Finance and Treasury Personnel
- Regulatory Compliance Officers
- Bank Executives and Directors
- Internal Auditors
- Regulatory Authorities and Supervisors
- Consultants and Advisors
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Baseline scenario
- Internal data, the historic record of key metrics, accuracy of previous forecasts, variability and the impact of changing economic conditions, attribution and lessons learnt
- Strategic: demand, capital or funding constrained?
- Currently expected range of future economic conditions
- By risk type:
- Credit risk
- Projecting loan book growth – from high-level top-down approaches towards more bottom-up, by sectors, within Commercial by Industry type, individually for some large clients, etc.
- The historic impairment rate, IFRS 9 stages, internal credit grades, transition matrices
- Recovery rates
- Other: e.g. Counterparty Credit Risk (CCR) and Credit Valuation Adjustment (CVA) – typically from swaps and so limited
- Market risk – typically limited, depending primarily on how bonds are classified (AFS or HTM) but see also IRRBB later
- Operational risk: CRD/CRR approach v impact of actual events, peer experience,
- Profitability: the main components, e.g. Net Interest Income – avg credit spread, low cost Retail deposits, fees, losses, etc
- Dividend pay-out/retention ratio, resulting expected Capital amount
- Liquidity risk: deposit growth rate and variability, by type, impact of changing economic conditions and interest rates
Adverse scenario
- Reviewing an example
- The challenge of calibrating tail risk
- Previous stressed periods, their causes and impact
- Future possible stress event types
- How stressful a future stress?
- Top-down approaches, progressively more granular – by sector (Retail, etc.), by Industry type – which will be hit more?
- Bottom-up component: large client exposures
- How long a stress period?
- Impact on funding, its availability and cost
- The impact on profitability and Capital
- Static v incorporating management response
- Reverse stress test
- Lessons from the stress test
Interest Rate Risk in the Banking Book (IRRBB)
- How Interest rate risk arises – asset v liability maturity and interest rate reset date mis-matches, non-maturity deposits (NMDs), holding government bonds (HTM)
- A traditional approach: ‘gap’ analysis
- Taking Gap analysis further with duration and stressed yield curve changes
IRRBB Part One: the Economic Value of Equity (EVE) approach
- Brief review of single-period and compound discounting to a Present Value (PV), bonds and duration (PV01)
- Marking both interest-rate sensitive sides of the balance sheet to market with various stressed yield curve changes and taking the worst net outcome
- Bucketing the positions and the specified time buckets
- Applying this to the current interest rate period of floating rate loans
- Applying this to NMDs
- The impact of AT1, Tier 2 Subordinated term debt, TLAC/MREL-eligible Senior term bonds, etc.
- The different yield curve scenarios and the level of change
- Comparing the worst case with Capital – does it exceed 15% of Tier 1?
- Excerpt from a recent Pillar Three report
IRRBB Part Two – Net Interest Income (NII)
- Starting point: static balance sheet with instantaneous yield curve changes
- Excerpt from a recent Pillar Three report
- The impact of changing depositor and borrower behaviour as interest rates change – the demand for term deposits and the exodus to bonds
- Going further: modelling the future Balance sheet
- Comparing EVE and NII
- Risk mitigation – structural hedging, derivatives and their pros and cons
Training Style
The programme is designed to deliver the scope, principles, and methodologies of ICAAP, and most of the seminar’s time will be invested in analysing the different methodologies and risk management tools that Banks should take into consideration during the preparation and implementation of the ICAAP report.
Through a presentation of the programme content the course is designed to promote questions and discussion throughout. It includes numerous real-life local examples and case studies for a deeper understanding.
CPD Recognition
This programme may be approved for up to 5 CPD units in Banking and Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Πληροφορίες Εκπαιδευτή
Michael Stafferton - Owner, MS'K Financial Training
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 0.00
- € 0.00
- € 0.00
- € 0.00
- € 0.00
Για μη-Δικαιούχους ΑνΑΔ
- € 250.00
- € 0.00
- € 47.50
- € 250.00
- € 297.50
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Πέμπτη - 28 Νοε 2024
Ώρα
10:30 - 13:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Michael StaffertonΤοποθεσία:
OnLine Virtual Classroom
Παρασκευή - 29 Νοε 2024
Ώρα
10:30 - 13:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Michael StaffertonΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Internal Capital Adequacy Assessment Process (ICAAP) for Banks
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Reduce risk and safeguard your business. Created in partnership with industry experts, our training is designed to develop the right behaviours and deliver bett...
31/01/2025 06:26
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC Advanced Examination Practice and Mock Exams...
Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...
31/01/2025 06:26
Αγγλικά
eLearning
Anti-Money Laundering (AML) for Legal Professionals and DNFBPs...
Designated Non-Financial Businesses and Professionals must have in place and implement procedures in order to identity a person (KYC) and also exercise an inves...
31/01/2025 06:26
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2025 06:26
Αγγλικά
eLearning
Fundamentals of Risk Management...
Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...
31/01/2025 06:26
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
Description This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and German...
31/01/2025 06:26
Αγγλικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...
31/01/2025 06:26
Αγγλικά
eLearning
Sales, Marketing & Customer Services...
In today’s competitive business landscape, effective communication, empathy, and problem-solving skills are crucial for success in sales, marketing, and custome...
31/01/2025 06:26
Αγγλικά
eLearning
Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination. The Certified Blockchain Develope...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC 10 CPD Bundle 5...
The course includes: AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Market Abuse Regulation Overview Best Execution Ove...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC 15 CPD Bundle 3...
The course includes: Market Abuse and Regulation Treating Customers Fairly and Handling Complaints in the Financial Services Sector ...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC 10 CPD Bundle 6...
The course includes: Financial Regulation: The International Regulatory Environment Governance, Risk Management and Compliance Digital Operational Res...
31/01/2025 06:26
Αγγλικά
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC 20 CPD Bundle 6...
The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...
31/01/2025 06:26
Αγγλικά
eLearning
Certified Blockchain Business Foundations (CBBF) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business...
31/01/2025 06:26
Αγγλικά
eLearning
Approved Persons Regime...
Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC 15 CPD Bundle 1...
The course includes: MiFID II Overview European Market Infrastructure Regulation (EMIR) Overview Anti-Money Laundering and Terrorism Financing Fundame...
31/01/2025 06:26
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...
31/01/2025 06:26
Αγγλικά
eLearning
CySEC 15 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2025 06:26
Αγγλικά
eLearning