Ελληνικά 
English
FinTech, Defi and the Regulators
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
5.00 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
The advent of e-money licenses has been seized upon by a number of fast-growing Fintechs, who aim to disrupt existing retail and commercial financial service providers, and in particular banks, in the same way the internet has challenged many ‘bricks-and-mortar’ retailers.
The ultimate Fintech may be Meta’s proposed Diem global stablecoin. However, there are several key regulatory obstacles, such as data protection and AML. The collapse of one of the pre-eminent European Fintechs, Wirecard, has further highlighted the risks and regulatory issues. This course explains which areas of business the Fintechs are targeting, how the regulators’ approach is critical, the opportunities and obstacles and how the incumbents are responding.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of the course participants will understand:
- Which business areas the challengers are targeting
- How they aim to do this
- The various regulatory aspects involved
- Their various business models
- The viability of their approaches
- How much impact they are having
- How incumbents are responding
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
The course will provide essential knowledge for anyone involved in retail and commercial financial services, including regulators.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
By the end of the course participants will understand:
- Which business areas the challengers are targeting
- How they aim to do this
- The various regulatory aspects involved
- Their various business models
- The viability of their approaches
- How much impact they are having
- How incumbents are responding
Training Outline
- Introduction: what is a Fintech
- The key components of the standard banking business model
- Peer-to-peer platforms and the challenges the model faces, e.g. Zopa
- E-money licenses and Payments services, e.g. Venmo
- FX payments – e.g. Transferwise, Revolut
- Facebook’s Libra and the regulatory challenges it faces
- Internet-only banks – e.g. N26 v Metro Bank
- How incumbents are fighting back
- Cryptocurrencies and ‘Defi’ – a currency or an asset?
- Stablecoins, Tether, etc.
- The possibility of Central Bank Digital Coins (CBDCs) and their wider implications
Trainer
Michael Stafferton
Michael began his financial markets career in 1986 on the Financial Engineering desk at Yamaichi International, then one of the so-called ‘Big Four’ Japanese securities houses. The desk was mainly responsible for designing, structuring and swapping vanilla and structured bond issues for European clients. He then moved to a coverage role, predominantly in the UK and Eire, with responsibility for some of the more technically demanding clients, including the Bank of England and the European Investment Bank. He greatly expanded the volume of deals done, including a government, major banks, building societies and corporates. The role also involved working on UK privatisations and with the bank and fund management arm. In 1994 he moved to Kleinwort Benson with responsibility for debt, convertible and tax-structured origination with a number of top UK companies and helped launch an FRN. He has been training across a wide spectrum of cash instruments, derivatives, commodities and in risk management and regulation since 1999, at up to senior management level globally, his clients comprising mainly the top tier investment banks and fund managers, and is the author of a textbook on credit derivatives (Credit Derivatives Workbook, Euromoney, 2004).
Πληροφορίες Εκπαιδευτή
Michael Stafferton - Owner, MS'K Financial Training
Αναλυτικό Κόστος Σεμιναρίου
- € 220.00
- € 0.00
- € 41.80
- € 220.00
- € 261.80
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 04 Οκτ 2022
Ώρα
10:30 - 13:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Michael StaffertonΤοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 05 Οκτ 2022
Ώρα
10:30 - 13:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Michael StaffertonΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : FinTech, Defi and the Regulators
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Ethics, Integrity and Fairness in Financial Services...
Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...
31/01/2025 10:37
Αγγλικά
eLearning
Practical Aspects of the Compliance Function...
Description This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer,...
31/01/2025 10:37
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
Description This course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus o...
31/01/2025 10:37
Αγγλικά
eLearning
Product Governance, Suitability and Appropriateness (5 CPD Units)...
DESCRIPTION The product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to en...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 15 CPD Bundle 4...
The course includes: Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Financial Crime Risk Management Digital Operation...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 10 CPD Bundle 2...
The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 20 CPD Bundle 5...
The course includes: The Fund Industry: Latest Regulatory Framework Know your Client (KYC) and Customer Due Diligence (CDD) Risk Based Approach (RBA) ...
31/01/2025 10:37
Αγγλικά
eLearning
CASS Introduction...
A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those worki...
31/01/2025 10:37
Αγγλικά
eLearning
Anti-Money Laundering and Counter Terrorist Finance...
This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...
31/01/2025 10:37
Αγγλικά
eLearning
Ethereum Developer...
Description This course on Ethereum developers is designed for programmers and developers who want to take a comprehensive deep dive in writing smart contra...
31/01/2025 10:37
Αγγλικά
eLearning
Certified Blockchain Business Foundations (CBBF) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business...
31/01/2025 10:37
Αγγλικά
eLearning
Finance for Law Firms...
This course is tailored for law firms and practicing lawyers, providing essential insights and practical knowledge to navigate legal compliance and mitigate ass...
31/01/2025 10:37
2.00 ώρες (1 ημέρα)
Αγγλικά
eLearning
CySEC 15 CPD Bundle 5...
The course includes: Corporate Governance for Financial Institutions International Economic Sanctions Fundamentals of Environmental, Social & Governan...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 15 CPD Bundle 6...
The course includes: Insider Dealing and Market Manipulation European Market Infrastructure Regulation (EMIR) Overview Treating Customers Fairly and H...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 10 CPD Bundle 1...
The CPD bundle includes the following modules – Cybersecurity Awareness, Digital Operational Resilience Act (DORA), and Fundamentals of Environmental, Social & ...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 20 CPD Bundle 7...
The course includes: Governance, Risk Management and Compliance Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Ethics...
31/01/2025 10:37
Αγγλικά
eLearning
GDPR General Data Protection Regulation Staff Awareness...
Description This course examines GDPR from a Staff Awareness perspective. You will appreciate the need, scope and concepts of GDPR as well as learn about the...
31/01/2025 10:37
Ελληνικά
eLearning
Anti-Money Laundering and Terrorism Financing Fundamentals...
Effective Anti-Money Laundering (AML) programs – to ensure AML compliance — are a fundamental requirement for obliged entities. Ensuring effective policies, pro...
31/01/2025 10:37
Αγγλικά
eLearning
Fundamentals of Risk Management...
Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...
31/01/2025 10:37
Αγγλικά
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2025 10:37
Αγγλικά
eLearning
Compliance Introduction...
Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 10 CPD Bundle 6...
The course includes: Financial Regulation: The International Regulatory Environment Governance, Risk Management and Compliance Digital Operational Res...
31/01/2025 10:37
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
An intermediate level course designed both for those in an AML or compliance roles and those looking to embark on a new career in AML. You will gain actionable,...
31/01/2025 10:37
Αγγλικά
eLearning
AIF and AIFM...
Description This course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addre...
31/01/2025 10:37
Αγγλικά
eLearning
Compliance Introduction...
A firm needs to establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm (covering its managers, employees...
31/01/2025 10:37
Αγγλικά
eLearning
Anti-Money Laundering for Law Firms...
Reduce risk and safeguard your business. Created in partnership with industry experts, our training is designed to develop the right behaviours and deliver bett...
31/01/2025 10:37
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC Advanced Examination Practice and Mock Exams...
Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...
31/01/2025 10:37
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 15 CPD Bundle 3...
The course includes: Market Abuse and Regulation Treating Customers Fairly and Handling Complaints in the Financial Services Sector ...
31/01/2025 10:37
Αγγλικά
eLearning
CySEC 20 CPD Bundle 6...
The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...
31/01/2025 10:37
Αγγλικά
eLearning