Ελληνικά 
English
How to Coordinate a Whistleblowing Internal Investigation Report
- Λογιστικά/ Έλεγχος/ Φορολογικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
3.00 ώρες
(
1 ημέρα
)
ΠΕΡΙΓΡΑΦΗ
All organisations with 50 employees or more and all organisations that are subject to anti-money laundering or terrorist financing legislation are now obliged to launch a whistle-blower or speak-up procedure.
But when a whistle-blower report comes in, do you know what to do? Moreover, what should you have done before the first report came in? The impartial persons who are appointed to follow up on the whistle-blower reports will experience pressure from both the reporter and from the management.
How should this be dealt with?
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Participants of the programme, will be able to:
- Draft an investigation protocol
- Coordinate an investigation
- Advise the management on preventive and disciplinary measures
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This course can be followed by professionals both inside and outside of the financial service industry, and will particularly benefit:
- Compliance and Ethics Managers and Officer
- Integrity Coordinators
- The impartial people who are appointed to follow up on whistleblowing reports
- Members of an (ethics) committee that reviews whistle-blower reports, e.g. Compliance, HR, Legal, Audit
- Internal Auditors who also conduct internal investigations
- External investigations
- Service providers to the compliance community
Note that this course is aimed at people who coordinate an investigation. It is not focused on how to do an investigation.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Theory
- Investigation protocol
- The various roles of the various people involved
- Protecting the reporter
- Confidentiality and anonymity
- Triage / initial assessment
- Fact-finding
- Investigation methods
- Selecting the right investigators
- Key principles for fair investigations
- Managing the investigation
- Communicating with all the parties involved
- Preventive and disciplinary measures
- Incentives / promoting a good speak-up
Practice
- Practice with one or more case studies
Training Style
The programme is designed to deliver knowledge and enhance participants’ skills, through an interactive approach that includes presentations, questions and answers, discussions, best practices and case studies.
CPD Recognition
This programme may be approved for up to 3 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 3 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.
Πληροφορίες Εκπαιδευτή
Geert Vermeulen - Ethics & Compliance Management, Consulting & Training
Αναλυτικό Κόστος Σεμιναρίου
- € 150.00
- € 0.00
- € 28.50
- € 150.00
- € 178.50
Κοστολογικές Πληροφορίες
HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τετάρτη - 06 Δεκ 2023
Ώρα
10:30 - 13:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Geert VermeulenΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : How to Coordinate a Whistleblowing Internal Investigation Report
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
Understanding Financial Reports...
An ability to understand the financial health and capabilities of a company is one of the most vital skills for aspiring managers, investors, and entrepreneurs ...
11/02/2025 09:00
7.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Anti-Money Laundering and Counter Terrorist Financing (AML & CTF) Regu...
Flows of illicit money can damage the igtntegrity, stability and reputation of the financial sector, and threaten the internal market of the Union a...
18/02/2025 10:00
7.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Financial Statements Analysis – The AML Perspective...
An ability to understand the financial statements of a company to identify abnormalities and indications of suspicious events is one of the most vital skills fo...
13/03/2025 09:00
8.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
GDPR - Legal Aspects and Requirements...
All businesses use personal data gathered from customers, suppliers and colleagues in some way or another. It is in the interest of our companies and organisati...
26/03/2025 09:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Financial Transactions & Fraud Schemes...
In the highly evolving financial environment, fraud causes a lot of losses to financial institutions. It is important for people who work in the financial indus...
31/03/2025 16:00
16.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AI Ethics Unleashed: Building Trustworthy and Transparent AI Systems...
This course focuses on the principles of Ethical AI, tailored specifically to the financial industry. It highlights regulatory frameworks such as ISO 42001 and ...
09/04/2025 09:30
3.00 ώρες (1 ημέρα)
Ελληνικά
Live Online
AML/CTF & KYC: The Management of High-Risk Clients...
There is no business endeavour without taking risks. So, this does not pose a question about not taking risks, but about which risks are worth taking and which...
10/04/2025 10:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Sanctions Risk Management: Conducting International Business Safely...
International economic sanctions comprise restrictive measures – often complex – imposed by international actors of global influence aiming at curbing law-abuse...
23/04/2025 10:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Banking Capital And Liquidity Regulation: Basel III and IV/CRDs IV – V...
Knowledge of the Basel rules for banks and of how they are implemented in the EU (the Capital Requirement Directives, CRDs and Regulations, CRRs) is essential f...
23/04/2025 10:30
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Practical Workshop on Liquidity Stress Testing: Designing and Implemen...
This interactive workshop focuses on the practical aspects of designing and implementing a Liquidity Stress Testing (LST) framework. Participants will learn to ...
06/05/2025 10:00
3.50 ώρες (1 ημέρα)
Αγγλικά
Live Online
EIMF Certificate in Payroll Management...
Course Overview The efficient management of the payroll function is crucial for any business with multiple employees. It is an aspect that requires attentio...
08/05/2025 09:00
20.00 ώρες (5 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
EXIN Privacy & Data Protection: Professional Certificate in General Da...
With the ever increasing explosion of information flooding the internet, every company needs to plan how to manage and protect privacy of persons and their data...
20/05/2025 14:30
21.00 ώρες (5 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
The Latest EU Digital Strategy for the Financial Services Sector...
In 2021, the European Commission launched an international benchmark-fixing EU Digital Strategy, designed to provide EU citizens with access to cross-border fin...
05/06/2025 10:00
5.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
AI-Powered eKYC Solutions for Fraud Prevention in the Financial Indust...
This course has been designed to address the unique challenges and requirements of the financial industry, providing professionals with the knowledge and tools ...
11/06/2025 09:00
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
How To Conduct Third Party Due Diligence...
Conducting third party due diligence is by far the most important anti-corruption control, and there are some important differences compared to conducting custo...
11/06/2025 11:00
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Financial Regulation and Compliance...
The regulatory framework pertaining to the financial and professional services sector is constantly changing, and new regulations, as well as updates to existin...
17/06/2025 09:00
10.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
What Compliance Officers Need To Know: Regulatory Developments and the...
The programme aims at providing participants with an update on all the major regulatory and legislative developments at an EU level as well as within the Cyprus...
19/06/2025 09:00
10.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Legal Elements of Financial Fraud...
The course will bring together understanding of complex financial transactions with an insight to law, methods, and ways resolve allegations of fraud. assist in...
23/06/2025 16:30
10.00 ώρες (3 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Financial Promotion and Marketing Compliance...
The programme aims to deliver an overview of how the financial promotion and marketing compliance has changed with the most recent directives, circulars, and le...
24/06/2025 09:00
10.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
ICAAP – Internal Capital Adequacy Assessment Process...
The challenge with creating an ICAAP is it is more than just a document. In this course we will explain clearly and concisely why it is and should be dynamic pr...
31/01/2026 06:45
Αγγλικά
eLearning
Anti-Money Laundering and Terrorism Financing Fundamentals...
Effective Anti-Money Laundering (AML) programs – to ensure AML compliance — are a fundamental requirement for obliged entities. Ensuring effective policies, pro...
31/01/2026 06:45
Αγγλικά
eLearning
Treating Customers Fairly...
This Treating Customers Fairly (“TCF”) course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – RISK MANAGEMENT (P3)...
This unit explains how to identify, evaluate and manage enterprise risks. You will learn where strategic risks emanate from, how to evaluate them and understand...
31/01/2026 06:45
Αγγλικά
eLearning
AGRC Certificate in AML...
The AGRC Certificate in AML provides participants with a thorough understanding of what constitutes Money Laundering (ML) and how financial institutions sh...
31/01/2026 06:45
Αγγλικά
eLearning
International Economic Sanctions...
Define sanctions, review the different categories and assess the purpose that they are designed to achieve. Review the global sanctions framework and the key...
31/01/2026 06:45
Αγγλικά
eLearning
AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...
This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Case Study...
Each level of the CIMA Professional Qualification culminates in a Case Study Examination, which integrates the knowledge, skills, and techniques from across the...
31/01/2026 06:45
Αγγλικά
eLearning
Know your Client (KYC) and Customer Due Diligence (CDD)...
A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where...
31/01/2026 06:45
Αγγλικά
eLearning
MiFID II Overview...
Description This course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound ...
31/01/2026 06:45
Αγγλικά
eLearning
Financial Crime Risk Management...
Financial crime is a well-known and widespread problem that impacts brand value and reputation, goodwill, and revenue of many organizations. In addition to t...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Financial Strategy (F3)...
This unit explain the different strategic financial objectives and policy options that are open to organisations. Discuss about the types of funds available to ...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Fundamentals of Business Economics (BA1)...
This subject primarily covers the economic and operating context of business and how the factors of competition, the behaviour of financial markets and governme...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA - Advanced Financial Reporting (F2)...
Building on knowledge gained in F1, you will learn how to source the long-term finance needed for operations like capital investments. You will learn about grou...
31/01/2026 06:45
Αγγλικά
eLearning
Financial Regulation: The International Regulatory Environment...
A key component to the development of financial markets is to agree standards of behaviour and provide mechanisms for dispute resolution. These standards, ru...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Fundamentals of Management Accounting (BA2)...
This subject deals with the fundamental knowledge and techniques that underpin management accounting. It identifies the position of the management accountant wi...
31/01/2026 06:45
Αγγλικά
eLearning
Internal Capital Adequacy Review Assessment (ICARA)...
Welcome to our self-paced eLearning course on the Internal Capital Adequacy Review Assessment (ICARA) process for Investment Firms. The ICARA Process requiremen...
31/01/2026 06:45
Αγγλικά
eLearning
Senior Managers and Certification Regime...
An online e-learning course aimed as an introductory overview for those working in FCA authorised firms to enable them to understand the Senior Managers and ...
31/01/2026 06:45
Αγγλικά
eLearning
Risk Based Approach (RBA) to Anti Money Laundering...
This course aims to describe and explain the Risk-Based Approach (RBA) procedures so that the firms focus their efforts on those areas where the risk of ML a...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Management Accounting (P1)...
This subject which is part of CIMA qualification in diploma in Management Accounting provides you an in-depth understanding of the management activities and pri...
31/01/2026 06:45
Αγγλικά
eLearning
Building an AML Risk-Based Approach...
The risk-based approach (RBA) is central to the effective implementation of the Financial Action Task Force (FATF) recommendations. This means that superviso...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA - Financial Reporting (F1)...
This subject which is part of CIMA qualification in diploma in Management Accounting provides you a comprehensive overview of how reporting is performed in fina...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Case Study (Strategic Level)...
Each level of the CIMA Professional Qualification culminates in a Case Study Examination, which integrates the knowledge, skills and techniques from across the ...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Fundamentals of Financial Accounting (BA3)...
The main objective of this subject is to obtain a practical understanding of financial accounting and the process behind the preparation of financial statements...
31/01/2026 06:45
Αγγλικά
eLearning
GDPR General Data Protection Regulation Staff Awareness...
Description This course examines GDPR from a Staff Awareness perspective. You will appreciate the need, scope and concepts of GDPR as well as learn about the...
31/01/2026 06:45
Ελληνικά
eLearning
CIMA – Fundamentals of Ethics, Corporate Governance and Business Law (...
The learning outcomes in this subject reflect the professional standards to be demonstrated for the benefit of all stakeholders. With this in mind, the place of...
31/01/2026 06:45
Αγγλικά
eLearning
Sales, Marketing & Customer Services...
In today’s competitive business landscape, effective communication, empathy, and problem-solving skills are crucial for success in sales, marketing, and custome...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Managing Performance (E2)...
This unit provides the fundamentals of business models and how to develop new business and operating models to improve an organisations overall performance. You...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA - Managing Finance in a Digital World (E1)...
This subject provides a comprehensive overview of managing financial activities in the digital world. With all the entities of the world becoming digitized, you...
31/01/2026 06:45
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
This comprehensive course provides an in-depth exploration of Anti-Money Laundering (AML) strategies, criminal activities, and regulatory frameworks. Desig...
31/01/2026 06:45
Αγγλικά
eLearning
AIF and AIFM...
Description This course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addre...
31/01/2026 06:45
Αγγλικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...
31/01/2026 06:45
Αγγλικά
eLearning
Whistleblowing...
A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to m...
31/01/2026 06:45
Αγγλικά
eLearning
Financial Promotions Regulations...
This course looks at the key rules and requirements to issue complaint financial promotions and maintain appropriate oversight and control of your financial pro...
31/01/2026 06:45
Αγγλικά
eLearning
The Value of Customer Due Diligence (CDD)...
CDD is an ongoing process and, as such, a critical element for effectively managing the risks posed by existing clients, thus protecting the organization...
31/01/2026 06:45
Αγγλικά
eLearning
AGRC Certificate in Risk Management...
The AGRC Certificate in Risk Management will explore the core principles of risk and risk management in the context of the financial services sector. This ...
31/01/2026 06:45
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
Description This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and German...
31/01/2026 06:45
Αγγλικά
eLearning
Suspicious Transactions/Activity Reporting...
This course provides a brief overview of Suspicious Transactions / Activity Reporting process in a regulated financial services firm. This course is addressed t...
31/01/2026 06:45
Αγγλικά
eLearning
Market Abuse...
Market abuse may arise in circumstances where financial market investors have been unreasonably disadvantaged, directly or indirectly, by others who: have us...
31/01/2026 06:45
Αγγλικά
eLearning
SM&CR — The Conduct Rules...
An online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to understand the Conduct Rules within ...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA – Strategic Management (E3)...
This unit provides the foundation of strategic management and an understanding of the dynamics of the organisational ecosystem and how it affects the strategy o...
31/01/2026 06:45
Αγγλικά
eLearning
MiFID II Investor Protection...
The seminar is designed to provide a thorough examination of recent developments in the MiFID II regulatory framework, specifically focusing on four key el...
31/01/2026 06:45
Αγγλικά
eLearning
AML 4th and 5th Directives Overview...
When the EU issues an anti money laundering directive, it also sets an implementation date by which appropriate AML/CFT legislation must be in place within memb...
31/01/2026 06:45
Αγγλικά
eLearning
Financial Crime...
This intensive short course provides a comprehensive introduction to the world of financial crime. It equips participants with the knowledge and skills neces...
31/01/2026 06:45
Αγγλικά
eLearning
CIMA - Advanced Management Accounting (P2)...
This unit explains how to use cost management, quality and process management and value management to provide organisations with cost advantage. You will learn ...
31/01/2026 06:45
Αγγλικά
eLearning