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Mastering Transaction Monitoring: Best Practices for Financial Compliance and Risk Management
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Λογιστικά/ Έλεγχος/ Φορολογικά
Αγγλικά
5.00 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
One of the basic, whist at the same time, most important controls needed to manage Money Laundering and Terrorism Finance risk, is Transaction Monitoring. Robust Transaction Monitoring systems and processes are required by regulators all around the globe.
The set-up of effective Transaction Monitoring and the identification of red flags and suspicious patterns are important and include numerous considerations.
Not only do alerts need to be handled but also more thorough investigations and even the decision to file suspicious activity reports may be required.
This course will provide professionals with an overview of the most important topics and provide best practices. A number of real-life case studies will be discussed during the course to illustrate how ineffective Transaction Monitoring and identification of suspicious transaction patterns led to regulatory fines and reputational risks.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of the programme, participants will:
- Better understand the Transaction Monitoring system and process
- Handle Transaction Monitoring alerts and investigations more effectively
- Expand their knowledge of red flags and suspicious patterns
- Improve their investigations skills
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Money Laundering Reporting Officers (MLROs)
- AML Officers / Managers
- Compliance Officers
- Transaction Monitoring Analysts
- Senior and Executive Management
- Internal/External auditors
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
- Transaction Monitoring Overview
- Designing effective Transaction Monitoring systems
- Setting-up the Transaction Monitoring process
- Identification of red flags and suspicious patterns
- Handling Transaction Monitoring alerts
- Investigations best practices
Training Style
The course takes a thorough and practical delivery approach. It uses presentations, skills, interactive group activities, multi-directional discussions and case studies which differ in involvement and complexity. Learning tools will be introduced that will prove to be highly valuable practical use in the organisation.
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 5 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.
Πληροφορίες Εκπαιδευτή
Holger Pauco-Dirscherl - Senior Financial Crime Prevention Professional
Αναλυτικό Κόστος Σεμιναρίου
- € 220.00
- € 0.00
- € 41.80
- € 220.00
- € 261.80
Κοστολογικές Πληροφορίες
HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Δευτέρα - 02 Δεκ 2024
Ώρα
10:00 - 12:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Holger Pauco-DirscherlΤοποθεσία:
OnLine Virtual Classroom
Τρίτη - 03 Δεκ 2024
Ώρα
10:00 - 12:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Holger Pauco-DirscherlΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Mastering Transaction Monitoring: Best Practices for Financial Compliance and Risk Management
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