Unfair Commercial Practices in Financial Services

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι

13 Δεκ 2023 09:00 14 Δεκ 2023 11:45
Αγγλικά
5.00 ώρες ( 2 μέρες )
Unfair Commercial Practices in Financial Services

ΠΕΡΙΓΡΑΦΗ

Directive 2005/29/EC of the European Parliament and of the Council on unfair business-to-consumer commercial practices in the internal market (‘the UCPD’) constitutes the overarching piece of EU legislation regulating unfair commercial practices in business-to-consumer transactions.

It applies to all commercial practices that occur before, during and after a business-to-consumer transaction has taken place, including financial services. During 2021 a Guidance Notice was issued from the Commission to facilitate the proper application of the Directive and to increase awareness of the Directive amongst all interested parties, such as consumers, businesses, the authorities of the Member States, including national courts and legal practitioners, across the EU.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

Training Objectives

  • To present the key provisions of the Directive 2005/29
  • To analyse the practical implications of its requirements in relation to financial services
  • To provide guidance concerning compliance with the provisions of the Directive 2005/29 in the field of financial services

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

  • Legal advisors
  • Compliance officers
  • Any person who provides financial services

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Style

The course shall include the presentation and analysis of the regulatory framework providing practical examples. The programme is designed to deliver knowledge and enhance participants’ skills via case-studies and practical examples. Participants will benefit from customised feedback at the end of the programme and take away the knowledge gained to be transferred at their workplace.


CPD Recognition 

This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership. 

The Cyprus Bar Association (CyBAR) has confirmed that this programme is accredited for 5 CPD units.

Πληροφορίες Εκπαιδευτή
Χριστίνα Λειβαδά - Assistant Professor of Commercial Law at University of Athens
Dr Christina Livada is an Assistant Professor of commercial law at the Faculty of Law of the National and Kapodistrian University of Athens. Her main fields of specialization are company law, banking and capital markets law, as well as consumer protection law. She is the author of several books and articles in the abovementioned fields. Christina Livada has been working at the Hellenic Bank Association for seventeen years as a Special Legal Advisor, responsible for the regulatory issues pertaini...
Αναλυτικό Κόστος Σεμιναρίου
  • € 220.00
  • € 0.00
  • € 41.80
  • € 220.00
  • € 261.80

Κοστολογικές Πληροφορίες

HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy

ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τετάρτη - 13 Δεκ 2023

Ώρα

09:00 - 11:45

ΕΚΠΑΙΔΕΥΤΗΣ:

Χριστίνα Λειβαδά

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 14 Δεκ 2023

Ώρα

09:00 - 11:45

ΕΚΠΑΙΔΕΥΤΗΣ:

Χριστίνα Λειβαδά

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Unfair Commercial Practices in Financial Services

Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
What Compliance Officers need to know: Regulatory developments and the...

The programme aims at providing participants with an update on all the major regulatory and legislative developments at an EU level as well as within the Cyprus...

27/11/2024 09:00

10.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Payment Services Directive: Navigating the Transition from PSD2 to PSD...

PSD2 introduces significant changes to the payment services framework, with a focus on enhancing security, innovation and consumer protection. PSD2 and PSD3 emp...

29/11/2024 09:00

5.00 ώρες (1 ημέρα)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

The Current EU Regulatory Framework for the Financial Services Sector...

This programme provides an overview of important current regulations that are key for the financial services sector.  It delves extensively into the most signif...

02/12/2024 09:00

15.00 ώρες (3 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Mastering Transaction Monitoring: Best Practices for Financial Complia...

One of the basic, whist at the same time, most important controls needed to manage Money Laundering and Terrorism Finance risk, is Transaction Monitoring. Robus...

02/12/2024 10:00

5.00 ώρες (2 μέρες)

Αγγλικά

Live Online

DFSA Regulatory Compliance CPD Programme...

Financial services rules and regulations apply to all firms regulated by the DFSA. These rules and guidelines are intended to safeguard customers when they tran...

03/12/2024 09:00

15.00 ώρες (3 μέρες)

Αγγλικά

Live Online

Unveiling Market Abuse Fundamentals & Trade Surveillance...

Market Abuse is a regulatory offense that encompasses various illicit activities aimed at manipulating financial markets for personal gain, as well as undermini...

03/12/2024 09:00

5.00 ώρες (1 ημέρα)

Αγγλικά

OnLine Virtual Classroom

Employment Law in Cyprus...

It is important for any effective manager, supervisor or team leader to have a solid understanding of all the basic matters surrounding the employment law in Cy...

04/12/2024 09:00

6.00 ώρες (1 ημέρα)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

EIMF (Λευκωσία)

Cybercrime and Fraud Prevention...

Cybercrime refers to activities aimed at illegal or unauthorised system access, use, or abuse of data or computer systems. These activities include data theft, ...

05/12/2024 09:00

5.00 ώρες (2 μέρες)

Αγγλικά

Live Online

Cyprus Contract Law – The Basics...

What is a Contract? It may be surprising to hear that we form contracts every day without even knowing! This course will offer the opportunity to address ...

05/12/2024 09:00

6.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Due Diligence & Onboarding for EMIs...

Customer due diligence (“CDD”) is essential for regulatory compliance, risk management, detection of suspicious activities and maintaining the integrity and tru...

09/12/2024 15:00

5.00 ώρες (2 μέρες)

Αγγλικά

Live Online

CySEC Certification Examination Preparation Course (Advanced, Basic Ex...

With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...

09/12/2024 16:30

32.00 ώρες (8 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regula...

The course aims to provide a deep dive into the critical legislative package associated with the Digital Operational Resilience Act (DORA), which has recently c...

10/12/2024 10:00

5.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

Mastering Risk: Foundational Strategies for Investment Firms...

This programme is designed to equip professionals in investment firms, particularly those in key risk management roles, with the knowledge and skills necessary ...

11/12/2024 09:00

7.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

The Latest Developments in Anti-Money Laundering and Counter Terrorist...

Criminals employ various methods to launder money, including layering, bulk cash smuggling, and the use of shell companies. Terrorist financing, a subset of mon...

11/12/2024 09:30

6.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Crowdfunding: Unlocking Finance and Regulatory Insights for SMEs and S...

The programme aims at providing participants with a clear understanding of what crowdfunding is, as well as the types of actors involved in the provision of cro...

12/12/2024 09:00

10.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

OnLine Virtual Classroom

AML and Red Flags...

When it comes to AML, there are a lot of different components to consider making it vital for professionals to have an understanding beyond how the rules impact...

13/12/2024 15:00

2.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

Digital assets on Blockchains: From AMLD5 to the AML Package...

In the rapidly evolving digital asset market, understanding the legal and regulatory frameworks is crucial for compliance and strategic advantage. The “Digital ...

16/12/2024 09:00

14.00 ώρες (3 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

The Fund Industry: Definitions, Structures, Strategies and Regulations...

Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the professional investme...

16/12/2024 09:00

5.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

The Latest Developments in Anti-Money Laundering and Counter Terrorist...

Criminals employ various methods to launder money, including layering, bulk cash smuggling, and the use of shell companies. Terrorist financing, a subset of mon...

17/12/2024 09:00

6.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

CySEC AML Certification Examination Preparation Course...

The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...

17/12/2024 16:15

16.00 ώρες (4 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

The Latest Developments in Anti-Money Laundering and Counter Terrorist...

Criminals employ various methods to launder money, including layering, bulk cash smuggling, and the use of shell companies. Terrorist financing, a subset of mon...

19/12/2024 09:00

6.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

AAT - Principles of Bookkeeping Controls...

This course expands on prior bookkeeping knowledge, focusing on control accounts, journals, and reconciliations. It teaches students about the processes that ve...

31/01/2025 08:16

Αγγλικά

eLearning

AIF - Alternative Investment Funds...

Description This course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the le...

31/01/2025 08:16

Αγγλικά

eLearning

CISI Global Financial Compliance...

Description Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector....

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Internal Accounting Systems and Controls...

This course equips students with the skills to protect organizations from employee fraud by evaluating and improving internal control systems. Students will lea...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Financial Accounting: Preparing Financial Statements...

This course teaches students how to prepare financial statements, such as profit or loss statements and balance sheets for sole traders and partnerships, starti...

31/01/2025 08:16

Αγγλικά

eLearning

AAT – Audit and Assurance...

This course addresses the growing importance of audit and assurance in the global business environment, particularly as organizations operate internationally an...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - The Business Environment...

This course equips students with key business concepts and practical skills necessary for navigating the dynamic and digital global business environment. It cov...

31/01/2025 08:16

Αγγλικά

eLearning

UCITS - Undertakings for Collective Investments in Transferable Securi...

Description This course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses t...

31/01/2025 08:16

Αγγλικά

eLearning

Internal Capital Adequacy Review Assessment (ICARA)...

Welcome to our self-paced eLearning course on the Internal Capital Adequacy Review Assessment (ICARA) process for Investment Firms. The ICARA Process requiremen...

31/01/2025 08:16

Αγγλικά

eLearning

AAT – Business Tax...

This course introduces UK business taxation, covering the tax calculations for sole traders, partnerships, and limited companies. Students will learn to iden...

31/01/2025 08:16

Αγγλικά

eLearning

AGRC Certificate in Sanctions Compliance...

The AGRC’s Compliance Sanctions Certificate’s Curriculum AGRC’s Certificate covers the following specific topics: – Definition of sanctions – Framework...

31/01/2025 08:16

Αγγλικά

eLearning

AGRC Certificate in Compliance...

Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programm...

31/01/2025 08:16

Αγγλικά

eLearning

Market Abuse and Regulation...

Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...

31/01/2025 08:16

Αγγλικά

eLearning

Financial Instruments and Products...

Description This course offers a condensed review of the financial services sector, with a specific focus on equities, stocks, bonds, derivatives and other f...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Principles of Costing...

This course introduces students to basic costing principles, laying the groundwork for more advanced topics in costing and management accounting. It highlights ...

31/01/2025 08:16

Αγγλικά

eLearning

Corporate and Social Responsibility for Law Firms...

The legal profession is increasingly recognizing its role in addressing social and environmental challenges. This course explores the concept of corporate socia...

31/01/2025 08:16

Αγγλικά

eLearning

The Fund Industry: Latest Regulatory Framework...

Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...

31/01/2025 08:16

Αγγλικά

eLearning

FCA – The Role and Approach...

This course seeks to explain the role the FCA plays in the financial services sector and its position within the overall UK economy. We look at the structure of...

31/01/2025 08:16

Αγγλικά

eLearning

AAT – Applied Management Accounting...

This course, integral to the Level 4 Diploma in Professional Accounting, equips students with advanced management accounting skills focused on three core areas:...

31/01/2025 08:16

Αγγλικά

eLearning

AAT – Cash and Financial Management...

This course emphasizes the crucial role of cash management within organizations and equips students with the necessary skills to make informed financing and inv...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Management Accounting Techniques...

This course equips students with the skills to understand and apply management accounting within organizations, enhancing decision-making processes. Students wi...

31/01/2025 08:16

Αγγλικά

eLearning

Conduct Rules for All Staff...

This module provides an overview of the individual Conduct Rules introduced by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PR...

31/01/2025 08:16

Αγγλικά

eLearning

Ethics and Compliance...

This course will help you to increase your personal ethics and explore your obligations to act with integrity in all aspects of your work and professional relat...

31/01/2025 08:16

Αγγλικά

eLearning

AML Risk Assessment...

Description Risk assessment enables financial institutions to focus on their AML/CFT efforts and adopt appropriate measures to allocate the necessary resources ...

31/01/2025 08:16

Αγγλικά

eLearning

Conduct of Business Sourcebook Essentials...

This course equips you with the knowledge and practical skills to navigate the complex world of the FCA’s Conduct of Business Sourcebook (COBS). Whether you’re ...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Drafting and Interpreting Financial Statements...

This course equips students with the expertise to prepare financial statements for single limited companies and consolidated statements for corporate groups. It...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Introduction to Bookkeeping...

This course introduces students to both manual and digital bookkeeping systems, focusing on their documents, processes, and basic principles such as double-entr...

31/01/2025 08:16

Αγγλικά

eLearning

Practical Aspects of the Compliance Function...

Description This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer,...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Business Awareness...

This course introduces students to the fundamentals of business, its environment, and how this influence organizational structure, the accounting function, and ...

31/01/2025 08:16

Αγγλικά

eLearning

AGRC Certificate in KYC and CDD...

A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegi...

31/01/2025 08:16

Αγγλικά

eLearning

Anti-Money Laundering and Counter Terrorist Finance...

This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...

31/01/2025 08:16

Αγγλικά

eLearning

AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...

This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...

31/01/2025 08:16

Αγγλικά

eLearning

MiFID II Overview...

Description This course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound ...

31/01/2025 08:16

Αγγλικά

eLearning

AGRC Certificate in AML...

The AGRC’s AML Certificate’s Curriculum AGRC’s AML Certificate covers the following specific topics: – Money laundering methods, techniques, red flags and...

31/01/2025 08:16

Αγγλικά

eLearning

Fundamentals of Risk Management...

Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...

31/01/2025 08:16

Αγγλικά

eLearning

Establishing and Maintaining a Strong CDD Programme...

A key concern and significant risk for financial institutions is the possibility of unknowingly becoming complicit in money laundering, whereby illegitimate mon...

31/01/2025 08:16

Αγγλικά

eLearning

Budgets and Financial Reports...

Money matters can be intimidating for even the smartest people. However, having a solid understanding of basic financial terms and methods is crucial to yo...

31/01/2025 08:16

Αγγλικά

eLearning

Creating a Compliance Culture in Financial Services (2 CPDs)...

Course Overview The aim of this self-paced eLearning course is to equip financial professionals, leaders, and compliance professionals with a comprehensive ...

31/01/2025 08:16

Αγγλικά

eLearning

Regulatory Fundamentals for the Financial Services Sector...

Description This course offers a comprehensive review of the major regulations, directives and regimes of financial firms. It includes MiFID II, EMIR, Anti-M...

31/01/2025 08:16

Αγγλικά

eLearning

AAT – Credit and Debt Management...

This course focuses on the principles and application of effective credit control and debt management systems. Organizations often extend credit to customers, w...

31/01/2025 08:16

Αγγλικά

eLearning

Fundamentals of Environmental, Social & Governance (ESG) Reporting & C...

Generally speaking, sustainable finance can be defined as the process of considering Environmental, Social and Governance (ESG) factors when making investment d...

31/01/2025 08:16

Αγγλικά

eLearning

CISI International Introduction to Investment...

Description The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on ...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Personal Tax...

This course provides students with a fundamental understanding of the three most common taxes in the United Kingdom: income tax, capital gains tax, and inherita...

31/01/2025 08:16

Αγγλικά

eLearning

CISI Risk in Financial Services...

Description This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecti...

31/01/2025 08:16

Αγγλικά

eLearning

Anti-Bribery and Corruption...

Anti-bribery and anti-corruption legislation globally has existed for some time, though enforcement is becoming more aggressive. There is heightened regulatory ...

31/01/2025 08:16

Αγγλικά

eLearning

Anti-Bribery and Anti-Corruption...

Description This course offers a comprehensive review to bribery and corruption, and the effects of both. It addresses the forms of bribery, provides statist...

31/01/2025 08:16

Αγγλικά

eLearning

Conflict of Interest (COI)...

Conflict of Interest Course (FCA) This course provides staff with an understanding of Conflict of Interest, the laws and regulations that make it illegal, and t...

31/01/2025 08:16

Αγγλικά

eLearning

AAT - Tax Processes for Businesses...

This course teaches students the tax processes essential for daily business operations, focusing on understanding, preparing, and submitting Value Added Tax (VA...

31/01/2025 08:16

Αγγλικά

eLearning

Consumer Duty...

In July 2022, the Financial Conduct Authority, or FCA, published a policy statement, with final rules, on its Consumer Duty initiative. This comprises a new pri...

31/01/2025 08:16

Αγγλικά

eLearning

European Market Infrastructure Regulation (EMIR) Overview...

Description This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligat...

31/01/2025 08:16

Αγγλικά

eLearning

AIFM - Alternative Investment Fund Managers...

Description This course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law,...

31/01/2025 08:16

Αγγλικά

eLearning

Fundamentals of Investment and Finance...

Description This course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus o...

31/01/2025 08:16

Αγγλικά

eLearning

Treating Customers Fairly and Handling Complaints in the Financial Ser...

Description This course will help you to increase your knowledge in theory and practice about how to treat your customers fairly and in a compliant manner. I...

31/01/2025 08:16

Αγγλικά

eLearning

AML 4th and 5th Directives Overview...

When the EU issues an anti money laundering directive, it also sets an implementation date by which appropriate AML/CFT legislation must be in place within memb...

31/01/2025 08:16

Αγγλικά

eLearning

Assessing and Managing AML Risks...

This course outlines the need for combating ML risks and other financial crimes. Financial institutions must be able to respond to threats on a contextual basis...

31/01/2025 08:16

Αγγλικά

eLearning