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Due Diligence & Onboarding for EMIs
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
5.00 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
Customer due diligence (“CDD”) is essential for regulatory compliance, risk management, detection of suspicious activities and maintaining the integrity and trustworthiness of financial institutions. CDD serves as a foundational element in the broader framework of preventing financial crimes and protecting the financial system.
The programme is intended to provide a deep dive into the customer due diligence techniques that are applied when onboarding customers for the purposes of managing money laundering and terrorist financing risks, including the requirements for Know-Your-Customer (“KYC”) / Know-Your-Business (“KNB”) and how verification is performed through digital means. As part of this programme participants will have the opportunity to also consider how the client acceptance policy of an organisation interacts with customer onboarding.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of the programme, participants will:
- Become aware of the requirements of the AML Law and AML Directive relating to customer due diligence
- Become aware of best practices in customer due diligence as prescribed by international supervisory bodies
- Define Customer Due Diligence
- Distinguish between simplified, customer and enhanced due diligence
- Understand the Customer verification requirements
- Understand how to manage the requirements for onboarding and the client acceptance policy
- Test their knowledge in customer due diligence
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Board member responsible for AML matters – EMIs
- Regulatory compliance officers – EMIs
- AML Officers & Managers – EMIs
- Transaction Management Officers & managers- EMIs
- Front line staff – EMIs
- ASP Compliance Managers & officers
- Real Estate Compliance Manager & Officers
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Customer Due Diligence – The theory
- The requirements of the “Prevention and Suppression of Money Laundering & Terrorist Financing Law” and the CBC’s “Directive to credit institutions for the prevention of money laundering & terrorist financing” for customer due diligence
- Know your Customer / Know Your Business
- The interaction between client acceptance and onboarding requirements
- Managing money laundering & terrorist financing risk through CDD #
Customer Due Diligence in practice
- Simplified, customer and enhanced due diligence – the differences
- Enhanced Due Diligence – when should it be applied, why is it necessary, what should it include?
- Verification of the customer’s identity using digital means
- Choosing your digital provider – regulatory expectations
Customer Onboarding – Scenarios
- Case Study 1 – Onboarding a gambling company
- Case Study 2 – Onboarding a crypto exchange / VASP
Training Style
The programme is designed to deliver insights to the participants related to the customer due diligence. The programme is intended to be interactive and will be supported by power-point presentations and practical examples. The training style is both training-focused, involving a combination of presentation and real-live examples, but also learner-focused, where participants are encouraged to raise questions, seek clarifications and share their opinions from their different perspectives and engage in an exchange of views and personal professional experiences.
CPD Recognition
This programme may be approved for up to 5 CPD units in Banking and Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 5 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.
Πληροφορίες Εκπαιδευτή
Βίκυ Χριστοφίδου - Risk & Regulation subject matter expert and advisory for credit and financial institutions
Αναλυτικό Κόστος Σεμιναρίου
- € 220.00
- € 0.00
- € 41.80
- € 220.00
- € 261.80
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Δευτέρα - 09 Δεκ 2024
Ώρα
15:00 - 17:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Βίκυ ΧριστοφίδουΤοποθεσία:
OnLine Virtual Classroom
Δευτέρα - 16 Δεκ 2024
Ώρα
15:00 - 17:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Βίκυ ΧριστοφίδουΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Due Diligence & Onboarding for EMIs
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